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Notice of a Director's (Including a Director Who is a Substantial Shareholder) Interest and Change in Interest

BackSep 18, 2007
>> PART I
 
1. Date of notice to issuer * 18-09-2007
 
2. Name of Director * Motokuni Yamashiro
 
3. Please tick one or more appropriate box(es): *
  • Notice of a Director's (including a director who is a substantial shareholder) Interest and Change in Interest. [Please complete Part II and IV]
  •  
     
    >> PART II
     
    1. Date of change of Interest 18-09-2007
     
    2. Name of Registered Holder Motokuni Yamashiro
     
    3. Circumstance(s) giving rise to the interest or change in interest # Others
    # Please specify details
    1. Mr Yamashiro loaned 9,810,000 shares in the ordinary capital of the Company (the "Shares") to DBS Bank Ltd ("DBS Bank") pursuant to the sharelending agreement dated 8 August 2007, to be used by DBS Bank to cover over-allotments in relation to stabilization action in connection with the initial public offering of the Company.

    2. The stabilization action ceased as of 13 September 2007 and DBS Bank has returned the 9,810,000 Shares back to Mr Yamashiro, by way of transfer of 2,028,000 existing Shares purchased from the market and exercise of an over-allotment option, resulting in the issue of 7,782,000 new Shares to Mr Yamashiro

    3. The percentage figure shown below is calculated based on the original issued share capital of 240,400,000 Shares before the change and the enlarged issued share capital of 248,182,000 Shares after the change, being the Company's total issued share capital as at 18 September 2007.
     
    4. Information relating to shares held in the name of the Registered Holder
    No. of Shares held before the change 21,440,000
    As a percentage of issued share capital 8.9 %
     
    No. of Shares which are subject of this notice 9,810,000
    As a percentage of issued share capital 4.0 %
     
    Amount of consideration (excluding brokerage and stamp duties) per share paid or received 0
     
    No. of Shares held after the change 31,250,000
    As a percentage of issued share capital 12.6 %
     
     
    >> PART III
     
    1. Date of change of [Select Option]
     
    2. The change in the percentage level From % To %
     
    3. Circumstance(s) giving rise to the interest or change in interest [Select Option]
    # Please specify details
     
    4. A statement of whether the change in the percentage level is the result of a transaction or a series of transactions:
     
     
    >> PART IV
     
    1. Holdings of Director , including direct and deemed interest :
     
     Direct
     Deemed
    No. of shares held before the change 21,440,000 0
    As a percentage of issued share capital 8.9 % 0 %
    No. of shares held after the change 31,250,000 0
    As a percentage of issued share capital 12.6 % 0 %
     
    Footnotes
    The initial public offering of shares of Uni-Asia Finance Corporation (the "Offering") commenced on 8 August 2007 and closed on 15 August 2007. In the Offering, DBS Bank Ltd was the Manager, Underwriter and Placement Agent.

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